Senior Manager

Core Responsibilities

1. Implementation of the Process Approval Framework

• Conducting of Process Approval Committee (PAC) meetings for approval of new processes and minuting of discussion
• Tracking of timely review of existing process notes
• Tracking of actionable from PAC meetings
• Guiding the process owners in preparation and review of process notes
• Identification of risk and testing of controls for processes under periodic review
• Review of business continuity around the processes and tracking the testing of business continuity plans
• Tracking of Change Requests for any technical developments having changes in processes

2. Third Party Risk Management

• Identification of third-party vendor/service provider with whom there is a sharing of data and/or having system integration
• Following up with departments availing the services of third parties for filling the questionnaire
• Risk profiling of third parties based on questionnaire
• Implementation of policy on Outsourcing to third parties

Other Responsibilities      

1. Perform root cause analyses on identified risk events to recommend improvements to prevent these risk events from re-occurring in future.

2. Review of due diligence carried out by the Company as a Merchant Banker in the Public Issuance transactions

3. Create awareness for various Policies of the Company through periodic mailers / tests / other initiatives

4. Conduct reviews of various adhoc issues reported from time to time

5. Manage and prioritize work load effectively and efficiently to achieve positive results

Basic Expectations

1.       Knowledge of MS Office – Word, Excel, Power Point

2.       Command over English Language

3.       Analytical skills

4.       Understanding of Capital Market or Financial Service Industry