Senior Manager- Regulatory Ops

JD - Regulatory Reportings, Audits and Inspections.

1) Client collateral segregation reporting submission on daily basis to Exchanges

 * Clients VDT balances

* Clients Clear Balances

* Clients Non cash values lying with Broker and CC

* Clients EPI to Exchanges

* Clients Unclear funds monitoring and reporting

* Clients MTF Cash collateral calculation

* Meet deadlines with 100% compliances

 2) Client Margin Reporting

* Matched margin reporting

* NRI segment wise reporting

* Collection amount matching with collateral segregation reporting.

* Meet deadlines with 100% compliance

3) Audit and Inspection

* Handling Audit observation

* Reply best of knowledge with matching multiple reports.

* RCA of observation and rectification.

* Maintain tracker of all audits and inspection observation to avoid repeating same.