Auditor

Qualification and Skills:

• CA/MBA/CIA with experience of 1 to 3 years in Broking and Distribution business.
• Prior audit experience also preferred.
• Proficient in MS word, Excel and PowerPoint.
• Hands on experience/exposure to handling Data analytics tools Viz., IDEA, SAS or equivalent would be an added skill/advantage
• Knowledge of financial sectors business and its regulatory framework.
• Ability to work independently and collaboratively as part of a team
• Strong organizational and time management skills, with the ability to meet deadlines
• Excellent written and verbal communication skills.

Years of experience:

1-3 years

Role and responsibilities:

Execution of audits in timely manner

• Conduct internal audit reviews of various departments and processes to assess the effectiveness of internal controls, and compliance with company policies/regulatory requirements.
• Perform audit procedures, document examination, analytical procedures, and walkthrough with process owners
• Prepare detailed audit reports, which include findings, recommendations, and action plans to address identified control deficiencies and maintain adequate audit documentation and evidences for the audit tests carried out.
• Assisting in preparing of annual audit plan by conducting risk-based assessment of the various department.
• Taking initiatives in automation in audit related areas and audit checkpoints.
• Communicate effectively and efficiently with relevant internal and external stakeholders.
• Pro- Active action to ensure correct and timely compliance of all open audit observations.
• Stay updated with changes in laws, regulations, accounting standards, and industry best practices to ensure compliance and provide guidance to the organization.